What is a 3(21) Advisor?
A 3(21) advisor is a retirement plan co-fiduciary that helps the plan sponsors and participants
In compliance with Rule 206(4)-1 under the Investment Advisers Act all
newsletters and publications are sanctioned, reviewed and approved by our legal and compliance officers and/or providers before publication or utilization and to include the
corresponding full disclosures, in full compliance with Texas State Securities Board Rule 116.15 and all applicable securities rules and regulations.
A 3(21) advisor is a retirement plan co-fiduciary that helps the plan sponsors and participants