Privacy Policy

Effective Date: May 16, 2025
Last Updated: May 16, 2025

At JV Global Capital, Inc. , we value your trust and are committed to protecting your personal and financial information. This Privacy Policy describes how we collect, use, and safeguard your information in accordance with U.S. federal law, including the Gramm-Leach-Bliley Act (GLBA), and applicable Texas state regulations.

1. Information We Collect

We collect personal, financial, and technical information about you when you engage our services. This includes:

• Personal Identification Information: Name, address, phone number, email, date of birth, Social Security Number
• Financial Information: Income, net worth, investment objectives, account balances, risk tolerance, tax and estate details
• Transaction Data: Details of your portfolio, investment history, and account activity
• Online Information: IP address, browser type, and activity on our website (via cookies and analytics tools)

2. How We Use Your Information

We use your information solely to deliver investment advisory services and comply with legal obligations. Specific uses include:

• Managing your investment accounts and executing transactions
• Assessing suitability and customizing financial advice
• Meeting regulatory and compliance requirements
• Communicating with you about your accounts and our services
• Internal business operations, such as audits and risk management

3. How We Share Your Information

We do not sell your personal information. We may share it only with:

• Authorized third parties (e.g., custodians, broker-dealers, compliance consultants) as needed to deliver services
• Service providers who assist in areas such as data hosting, client management, and recordkeeping
• Regulatory bodies (e.g., SEC, FINRA, state securities regulators) as required by law
• Legal entities or courts in response to a subpoena or other legal process
• Successors in the event of a business merger, acquisition, or reorganization

All third parties are contractually required to maintain the confidentiality and security of your data.

4. Security Measures

We implement administrative, technical, and physical safeguards designed to protect your personal and financial information from unauthorized access, loss, or misuse. These measures include:

• Role-based access controls
• Encrypted communications and secure data storage
• Regular staff training on data protection policies
• Ongoing monitoring of systems for potential threats

Despite these measures, no security system is foolproof. We encourage clients to remain vigilant and notify us of any suspected unauthorized access.

5. Cookies and Website Analytics

Our website may use cookies, pixels, or third-party analytics (such as Google Analytics) to improve user experience and track website usage. This information is used in aggregate form and does not personally identify you. You may modify your browser settings to decline cookies, though this may affect site functionality.

6. Your Rights

Under federal law, you have the right to:

• Access the nonpublic personal information we maintain about you
• Request corrections to inaccurate or outdated information
• Limit certain types of data sharing (see the GLBA opt-out provisions)
• Request a copy of this Privacy Policy annually

To exercise your rights, please contact us using the information below.

7. State-Specific Notices (Texas)

Texas law reinforces your right to privacy and requires us to take reasonable steps to protect your personal data. In the event of a data breach, we will notify affected clients in accordance with Texas Business and Commerce Code § 521.053.

8. Protecting Children’s Privacy

We do not knowingly collect personal information from children under the age of 13. Our services are intended for adults only.

9. Policy Updates

We may revise this Privacy Policy periodically. When updates occur, we will post the revised policy on our website and notify clients when legally required.

10. Contact Us

If you have questions or concerns about this Privacy Policy or how your data is handled, please contact:

JV Global Capital, Inc.
1980 Post Oak Blvd Ste. 301
Houston, TX 77056
clientserv@jvglobalcap.com
(346)355-3323
https://jvglobalcap.com/advise/