Last Updated: October 2025
At JV Global Capital, Inc., protecting our clients’ personal and financial information is one of our highest priorities. We maintain strict cybersecurity and data-protection practices designed to safeguard data confidentiality, integrity, and availability in accordance with federal and state regulations, as well as industry best practices.
• Data Privacy Commitment
→ JV Global Capital, Inc. does not sell, rent, or share any personal information for marketing or advertising purposes.
→ Client information is collected and used solely for the purpose of providing investment advisory, financial planning, and fiduciary services.
→ Access to client data is limited to authorized personnel who require it to perform their duties.
• Secure Data Storage and Infrastructure
→ All digital client data is encrypted both in transit and at rest using industry-standard encryption protocols, specifically Advanced Encryption Standard (AES-256).
→ Data is hosted securely on Amazon Web Services (AWS), which maintains compliance with recognized international and industry security certifications, including:
– Service Organization Control 2 (SOC 2) Type II
– International Organization for Standardization 27001 (ISO 27001)
– Payment Card Industry Data Security Standard (PCI DSS)
→ Physical, administrative, and technical controls are implemented to prevent unauthorized access, disclosure, alteration, or loss of information.
• Authentication and Access Control
→ Access to internal systems and client information is protected through secure login credentials and, where available, optional Two-Factor Authentication (2FA).
→ JV Global Capital, Inc. encourages all authorized users to enable 2FA to provide an additional layer of protection beyond username and password access.
→ Access privileges are role-based and reviewed periodically to ensure that client data is accessible only to individuals who require it for legitimate business purposes.
• Cybersecurity Practices
→ Multiple layers of security controls are in place, including encryption for communications and data storage, routine software updates and vulnerability assessments, continuous monitoring for suspicious activity, and employee cybersecurity training.
→ JV Global Capital, Inc. maintains a Business Continuity and Incident Response Plan to ensure rapid investigation, response, and notification in the event of a cybersecurity incident.
• Compliance with Laws, Regulations, and Industry Standards
→ JV Global Capital, Inc. complies with applicable data-protection and cybersecurity regulations, including but not limited to:
– California Consumer Privacy Act (CCPA) and California Privacy Rights Act (CPRA)
https://oag.ca.gov/privacy/ccpa
– General Data Protection Regulation (GDPR) – Regulation (EU) 2016/679
https://eur-lex.europa.eu/eli/reg/2016/679/oj
– Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) cybersecurity guidance for registered investment advisers
https://www.sec.gov/spotlight/cybersecurity
– National Institute of Standards and Technology (NIST) Cybersecurity Framework
https://www.nist.gov/cyberframework
→ These frameworks guide how JV Global Capital, Inc. collects, processes, stores, and protects client information.
• Client Rights
→ Clients have the right to request access to or correction of their personal data, request deletion of information as permitted by law, and inquire about how their data is used, stored, and protected.
→ Requests may be submitted to compliance@jvglobalcapital.com, and JV Global Capital, Inc. will respond within the timeframe required by applicable law.
• Data Retention
→ JV Global Capital, Inc. retains client records only as long as necessary to fulfill regulatory and contractual obligations under Securities and Exchange Commission Rule 204-2 and applicable state laws.
→ After the required retention period, all records are securely deleted or destroyed in accordance with internal policies and best practices.
• Incident Response and Breach Notification
→ In the unlikely event of a data breach, JV Global Capital, Inc. will promptly investigate and contain the incident, notify affected clients and relevant regulatory authorities in accordance with state breach-notification laws and SEC/FINRA guidance, and take corrective actions to prevent recurrence and strengthen controls.
• Continuous Improvement
→ JV Global Capital, Inc. regularly reviews and updates its cybersecurity and data-protection policies to reflect evolving technology, threats, and regulatory requirements.
→ Annual employee training and periodic system audits ensure that all personnel uphold the firm’s security standards.
Contact Information
For questions or concerns regarding this policy, please contact:
Email: compliance@jvglobalcapital.com
Company: JV Global Capital, Inc.
Location: 1980 Post Oak Blvd Ste. 304 Houston, TX 77056